Search Result

441 - 460 of 588 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

MCOB 2.1 Application

As Published: 2006

MCOB 2.1 Application

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

GEN 4.1 Application and purpose

As Published: 2003

GEN 4.1 Application and purpose

MAR 5.1 Application and purpose

As Published: 2004

MAR 5.1 Application and purpose

REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

COB 11.2 Relationship with the scheme

As Published: 2003

COB 11.2 Relationship with the scheme

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

DTR 5.6 Disclosures by issuers

As Published: 2007

DTR 5.6 Disclosures by issuers

DTR 5.7 Notification of combined holdings

As Published: 2007

DTR 5.7 Notification of combined holdings

DTR 5.9 Filing of information with competent authority

As Published: 2007

DTR 5.9 Filing of information with competent authority

CASS 1.4 Application: particular activities

As Published: 2004

CASS 1.4 Application: particular activities

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

DISP App 1.6 Criteria for determining complaints

As Published: 2004

DISP App 1.6 Criteria for determining complaints

SUP 13A.7 Top-up permission

As Published: 2006

SUP 13A.7 Top-up permission

PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

LR 17.2 Requirements for listing and listing applications

As Published: 2005

LR 17.2 Requirements for listing and listing applications

REC 3.11 Insolvency events

As Published: 2001

REC 3.11 Insolvency events