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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

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LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

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LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

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SUP 3.5 Auditors' independence

As Published: 2001

SUP 3.5 Auditors' independence

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LR 8.1 Application

As Published: 2005

LR 8.1 Application

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SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

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LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

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PERG 14.5 The ‘by-way-of-business’ test

As Published: 2006

PERG 14.5 The ‘by-way-of-business’ test

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REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

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SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

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ICOB 3.1 Application: general

As Published: 2005

ICOB 3.1 Application: general

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ICOB 6.2 Cancellation rights and period

As Published: 2005

ICOB 6.2 Cancellation rights and period

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DISP 1.2 Internal complaint handling procedures: general requirements

As Published: 2003

DISP 1.2 Internal complaint handling procedures: general requirements

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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COB 2.3 Reliance on others

As Published: 2003

COB 2.3 Reliance on others

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DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

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MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

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GEN 1.2 Referring to approval by the FSA

As Published: 2005

GEN 1.2 Referring to approval by the FSA

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PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

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COB 11.7 Record Keeping

As Published: 2001

COB 11.7 Record Keeping

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