Search Result

421 - 440 of 887 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

MCOB 13.2 Purpose

As Published: 2006

MCOB 13.2 Purpose

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

ICOB 4.2 Status disclosure

As Published: 2004

ICOB 4.2 Status disclosure

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

SUP 17.1 Application

As Published: 2001

SUP 17.1 Application

REC 3.1 Application and purpose

As Published: 2001

REC 3.1 Application and purpose

BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

COLL 8.1 Introduction

As Published: 2004

COLL 8.1 Introduction

REC 1.1 Application

As Published: 2005

REC 1.1 Application

LR 15.6 Notifications and periodic financial information

As Published: 2005

LR 15.6 Notifications and periodic financial information

COB 9.2 These provisions have been moved to the Client Assets sourcebook (CASS)

As Published: 2003

COB 9.2 These provisions have been moved to the Client Assets sourcebook (CASS)

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions