Search Result

361 - 380 of 883 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

GENPRU 1.1 Application

As Published: 2006

GENPRU 1.1 Application

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

INSPRU 8.2 Special provisions for Lloyd's

As Published: 2006

INSPRU 8.2 Special provisions for Lloyd's

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

ICOB 3.1 Application: general

As Published: 2005

ICOB 3.1 Application: general

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

REC 6.2 Applications

As Published: 2001

REC 6.2 Applications

PERG 7.6 Applications for a certificate

As Published: 2005

PERG 7.6 Applications for a certificate

SUP 13.8 Changes of details: provision of notices to the FSA

As Published: 2001

SUP 13.8 Changes of details: provision of notices to the FSA

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

BIPRU 7.2 Interest rate PRR

As Published: 2007

BIPRU 7.2 Interest rate PRR

DEPP 7.2 Interviews

As Published: 2007

DEPP 7.2 Interviews

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

DTR 4.4 Exemptions

As Published: 2007

DTR 4.4 Exemptions

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors