Search Result

341 - 360 of 807 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

DISP App 1.5 Determination of complaints

As Published: 2002

DISP App 1.5 Determination of complaints

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2007

DEPP 6.5 Determining the appropriate level of financial penalty

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

REC 6.1 Introduction and legal background

As Published: 2001

REC 6.1 Introduction and legal background

SYSC 13.9 Outsourcing

As Published: 2006

SYSC 13.9 Outsourcing

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

COLL 7.6 Schemes of arrangement

As Published: 2004

COLL 7.6 Schemes of arrangement

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services