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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COB 9.3 These provisions have been moved to the Client Assets sourcebook (CASS)

As Published: 2001

COB 9.3 These provisions have been moved to the Client Assets sourcebook (CASS)

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PERG 2.11 What to do now ?

As Published: 2005

PERG 2.11 What to do now ?

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SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

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REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

As Published: 2001

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

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MAR 1.3 Market abuse (insider dealing)

As Published: 2001

MAR 1.3 Market abuse (insider dealing)

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ICOB 6.2 Cancellation rights and period

As Published: 2005

ICOB 6.2 Cancellation rights and period

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DEPP 7.2 Interviews

As Published: 2007

DEPP 7.2 Interviews

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COB 11.7 Record Keeping

As Published: 2001

COB 11.7 Record Keeping

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MCOB 4.2 Purpose

As Published: 2006

MCOB 4.2 Purpose

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

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LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

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SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

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SYSC 13.6 People

As Published: 2006

SYSC 13.6 People

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PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports

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CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

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