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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 3.3 Equity securities

As Published: 2007

LR 3.3 Equity securities

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

DTR 4.4 Exemptions

As Published: 2007

DTR 4.4 Exemptions

COB 11.2 Relationship with the scheme

As Published: 2003

COB 11.2 Relationship with the scheme

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

INSPRU 8.2 Special provisions for Lloyd's

As Published: 2006

INSPRU 8.2 Special provisions for Lloyd's

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

SUP 12.8 Termination of a relationship with an appointed representative

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative

SUP 17.4 Obligation to make transaction reports

As Published: 2001

SUP 17.4 Obligation to make transaction reports

BIPRU 1.3 Applications for advanced approaches

As Published: 2006

BIPRU 1.3 Applications for advanced approaches

COND 2.4 Threshold condition 4: Adequate resources

As Published: 2004

COND 2.4 Threshold condition 4: Adequate resources

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

REC 5.2 Application process

As Published: 2001

REC 5.2 Application process

SYSC 13.6 People

As Published: 2006

SYSC 13.6 People

SUP 17.3 Introduction

As Published: 2001

SUP 17.3 Introduction

REC 1.1 Application

As Published: 2005

REC 1.1 Application