Search Result

161 - 180 of 817 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COB 11.2 Relationship with the scheme

As Published: 2003

COB 11.2 Relationship with the scheme

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

TC 2.1 Application: who? where? and what?

As Published: 2002

TC 2.1 Application: who? where? and what?

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2006

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

INSPRU 1.2 Mathematical reserves

As Published: 2006

INSPRU 1.2 Mathematical reserves

PERG 1.2 Introduction

As Published: 2005

PERG 1.2 Introduction

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2007

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

PERG 9.1 Application and Purpose

As Published: 2005

PERG 9.1 Application and Purpose

REC 6.1 Introduction and legal background

As Published: 2001

REC 6.1 Introduction and legal background

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose