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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

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COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

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COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

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SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

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LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

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PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

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COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

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TC 2.1 Application: who? where? and what?

As Published: 2002

TC 2.1 Application: who? where? and what?

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CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

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SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

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SUP 17.1 Application

As Published: 2001

SUP 17.1 Application

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SUP 7.1 Application and purpose

As Published: 2001

SUP 7.1 Application and purpose

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PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

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SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

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MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

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DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

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SUP 13A.7 Top-up permission

As Published: 2006

SUP 13A.7 Top-up permission

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SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

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