Search Result

141 - 160 of 440 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

REC 2.5 Systems and controls

As Published: 2004

REC 2.5 Systems and controls

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

REC 4.6 The section 296 power to give directions

As Published: 2001

REC 4.6 The section 296 power to give directions

REC 3.1 Application and purpose

As Published: 2001

REC 3.1 Application and purpose

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

PERG 8.17A Financial promotions concerning insurance mediation activities

As Published: 2005

PERG 8.17A Financial promotions concerning insurance mediation activities

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

ICOB 1.1 Application and purpose

As Published: 2007

ICOB 1.1 Application and purpose

MCOB 2.1 Application

As Published: 2006

MCOB 2.1 Application

BIPRU 9.3 Requirements for originators

As Published: 2007

BIPRU 9.3 Requirements for originators

PERG 9.1 Application and Purpose

As Published: 2005

PERG 9.1 Application and Purpose