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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 13.2 Purpose

As Published: 2006

SYSC 13.2 Purpose

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SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

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FEES 5.9 Leaving the Financial Ombudsman Service

As Published: 2006

FEES 5.9 Leaving the Financial Ombudsman Service

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DISP 4.2 The standard terms

As Published: 2005

DISP 4.2 The standard terms

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

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MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

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COND 2.5 Threshold condition 5: Suitability

As Published: 2004

COND 2.5 Threshold condition 5: Suitability

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

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SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

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COB 2.1 Clear, fair and not misleading communication

As Published: 2001

COB 2.1 Clear, fair and not misleading communication

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REC 2.6 General safeguards for investors

As Published: 2004

REC 2.6 General safeguards for investors

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COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

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SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

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COND 2.4 Threshold condition 4: Adequate resources

As Published: 2004

COND 2.4 Threshold condition 4: Adequate resources

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PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

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LR 15.4 Continuing obligations

As Published: 2005

LR 15.4 Continuing obligations

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ICOB 3.1 Application: general

As Published: 2005

ICOB 3.1 Application: general

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SYSC 4.2 Persons who effectively direct the business

As Published: 2002

SYSC 4.2 Persons who effectively direct the business

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