Search Result

121 - 140 of 764 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

REC 4.1 Application and purpose

As Published: 2001

REC 4.1 Application and purpose

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

PERG 12.5 Financial promotion issues

As Published: 2006

PERG 12.5 Financial promotion issues

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

PERG 8.22 The Internet

As Published: 2005

PERG 8.22 The Internet

SYSC 4.2 Persons who effectively direct the business

As Published: 2002

SYSC 4.2 Persons who effectively direct the business

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services