Search Result

121 - 140 of 618 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2001

REC 3.5 Disciplinary action and events relating to key individuals

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

REC 2.5 Systems and controls

As Published: 2004

REC 2.5 Systems and controls

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

LR 15.4 Continuing obligations

As Published: 2005

LR 15.4 Continuing obligations

PR App 1.1

As Published: 2005

PR App 1.1

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

COB 4.1 Client classification

As Published: 2001

COB 4.1 Client classification

PERG 2.4 Link between activities and the United Kingdom

As Published: 2005

PERG 2.4 Link between activities and the United Kingdom

DISP 2.6 To which activities do the rules apply?

As Published: 2003

DISP 2.6 To which activities do the rules apply?

REC 4.1 Application and purpose

As Published: 2001

REC 4.1 Application and purpose

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements