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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

LR 15.4 Continuing obligations

As Published: 2005

LR 15.4 Continuing obligations

FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

SYSC 4.2 Persons who effectively direct the business

As Published: 2002

SYSC 4.2 Persons who effectively direct the business

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

SUP 17.2 Purpose

As Published: 2001

SUP 17.2 Purpose

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

SYSC 1.4 Application of SYSC 11 to SYSC 18

As Published: 2006

SYSC 1.4 Application of SYSC 11 to SYSC 18

COLL 9.2 Section 264 recognised schemes

As Published: 2004

COLL 9.2 Section 264 recognised schemes

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

COB 10.7 Periodic statements for an unregulated collective investment scheme

As Published: 2001

COB 10.7 Periodic statements for an unregulated collective investment scheme

COB 10.6 Scheme documents for an unregulated collective investment scheme

As Published: 2003

COB 10.6 Scheme documents for an unregulated collective investment scheme

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

COB 3.3 Application: where?

As Published: 2001

COB 3.3 Application: where?

PR App 1.1

As Published: 2005

PR App 1.1

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

COLL 7.6 Schemes of arrangement

As Published: 2004

COLL 7.6 Schemes of arrangement