Search Result

101 - 120 of 732 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

LR 7.2 The Listing Principles

As Published: 2005

LR 7.2 The Listing Principles

REC 4.8 The section 298 procedure

As Published: 2001

REC 4.8 The section 298 procedure

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2001

REC 3.15 Suspension of services and inability to operate facilities

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

COB 1.1 Application and Purpose

As Published: 2001

COB 1.1 Application and Purpose

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

COB 10.4 Suitability of the portfolio of an unregulated collective investment scheme

As Published: 2001

COB 10.4 Suitability of the portfolio of an unregulated collective investment scheme

DEPP 3.2 The operation of the RDC

As Published: 2007

DEPP 3.2 The operation of the RDC

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

COND 2.3 Threshold condition 3: Close links

As Published: 2004

COND 2.3 Threshold condition 3: Close links

COB 5.2 Know your customer

As Published: 2002

COB 5.2 Know your customer

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

COB 2.1 Clear, fair and not misleading communication

As Published: 2001

COB 2.1 Clear, fair and not misleading communication

COB 3.1 Application: who?

As Published: 2001

COB 3.1 Application: who?