Search Result

61 - 80 of 600 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

LR 3.3 Equity securities

As Published: 2007

LR 3.3 Equity securities

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

SYSC 1.4 Application of SYSC 11 to SYSC 18

As Published: 2006

SYSC 1.4 Application of SYSC 11 to SYSC 18

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

LR 7.2 The Listing Principles

As Published: 2005

LR 7.2 The Listing Principles

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

COB 11.7 Record Keeping

As Published: 2001

COB 11.7 Record Keeping

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2001

REC 3.15 Suspension of services and inability to operate facilities

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

REC 3.14 Products, services and normal hours of operation

As Published: 2001

REC 3.14 Products, services and normal hours of operation

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

LR 9.3 Continuing obligations - holders

As Published: 2006

LR 9.3 Continuing obligations - holders

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement