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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 6.4 Limitations of this guidance

As Published: 2005

PERG 6.4 Limitations of this guidance

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

COB 10.5 Modification of the best execution rule

As Published: 2001

COB 10.5 Modification of the best execution rule

DTR 1.1 Application and purpose (Disclosure rules)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure rules)

REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

SUP 13.8 Changes of details: provision of notices to the FSA

As Published: 2001

SUP 13.8 Changes of details: provision of notices to the FSA

MAR 2.5 The Price Stabilising Rules: overseas provisions

As Published: 2003

MAR 2.5 The Price Stabilising Rules: overseas provisions

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

COB 2.4 Chinese walls

As Published: 2001

COB 2.4 Chinese walls

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

LR 14.1 Application

As Published: 2005

LR 14.1 Application

DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2007

DEPP 6.5 Determining the appropriate level of financial penalty

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

MCOB 7.2 Purpose

As Published: 2004

MCOB 7.2 Purpose

ICOB 4.1 Application and purpose

As Published: 2006

ICOB 4.1 Application and purpose

COB 3.1 Application: who?

As Published: 2001

COB 3.1 Application: who?

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading