Search Result

761 - 780 of 901 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2006

LR 17.5 Requirements for states, regional and local authorities and public international bodies

MCOB 1.1 Application and purpose

As Published: 2006

MCOB 1.1 Application and purpose

COB 11.5 Trustee firms which are not depositaries

As Published: 2002

COB 11.5 Trustee firms which are not depositaries

SUP 11.7 Acquisition or increase of control: approval procedures

As Published: 2004

SUP 11.7 Acquisition or increase of control: approval procedures

LR 16.3 Continuing obligations

As Published: 2005

LR 16.3 Continuing obligations

ICOB 2.3 Inducements

As Published: 2005

ICOB 2.3 Inducements

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

REC 6.1 Introduction and legal background

As Published: 2001

REC 6.1 Introduction and legal background

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2006

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

CRED App 1.1 This is the table referred to in CRED 2.2.2G.

As Published: 2002

CRED App 1.1 This is the table referred to in CRED 2.2.2G.

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background