Search Result

701 - 720 of 928 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COB 5.2 Know your customer

As Published: 2002

COB 5.2 Know your customer

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

FIT 2.2 Competence and capability

As Published: 2001

FIT 2.2 Competence and capability

MCOB 12.2 Purpose

As Published: 2006

MCOB 12.2 Purpose

COB 5.1 Advising on packaged products

As Published: 2004

COB 5.1 Advising on packaged products

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

ICOB 4.6 Commission disclosure for commercial customers

As Published: 2004

ICOB 4.6 Commission disclosure for commercial customers

ICOB 4.3 Suitability

As Published: 2006

ICOB 4.3 Suitability

DTR 5.7 Notification of combined holdings

As Published: 2007

DTR 5.7 Notification of combined holdings

ICOB 4.4 Statement of demands and needs

As Published: 2004

ICOB 4.4 Statement of demands and needs

MCOB 2.7 Application to electronic media and distance communications

As Published: 2004

MCOB 2.7 Application to electronic media and distance communications

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2004

COLL 8.6 Termination, suspension, and schemes of arrangement

DTR 2.6 Control of inside information

As Published: 2005

DTR 2.6 Control of inside information

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

BIPRU 9.10 Reduction in risk-weighted exposure amounts

As Published: 2007

BIPRU 9.10 Reduction in risk-weighted exposure amounts

MCOB 2.5 Reliance on others

As Published: 2006

MCOB 2.5 Reliance on others

DTR 5.5 Acquisition or disposal by issuer of shares

As Published: 2007

DTR 5.5 Acquisition or disposal by issuer of shares

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application