Search Result

701 - 720 of 817 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MIPRU 5.1 Application and purpose

As Published: 2006

MIPRU 5.1 Application and purpose

PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

COB 9.1 These provisions have been moved to the Client Assets sourcebook (CASS)

As Published: 2002

COB 9.1 These provisions have been moved to the Client Assets sourcebook (CASS)

LR 8.1 Application

As Published: 2005

LR 8.1 Application

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2006

PERG 14.5 The ‘by-way-of-business’ test

MCOB 8.1 Application

As Published: 2004

MCOB 8.1 Application

MCOB 7.1 Application

As Published: 2004

MCOB 7.1 Application

MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

MCOB 6.1 Application

As Published: 2004

MCOB 6.1 Application

MCOB 2.1 Application

As Published: 2006

MCOB 2.1 Application

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

COB 1.1 Application and Purpose

As Published: 2001

COB 1.1 Application and Purpose

SYSC 13.2 Purpose

As Published: 2006

SYSC 13.2 Purpose

PERG 8.35 Authorisation and exemption

As Published: 2005

PERG 8.35 Authorisation and exemption

SYSC 13.5 Risk management terms

As Published: 2006

SYSC 13.5 Risk management terms

BIPRU 9.2 Approach to be used

As Published: 2007

BIPRU 9.2 Approach to be used