Search Result

641 - 660 of 860 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

REC 3.4 Key individuals and internal organisation

As Published: 2001

REC 3.4 Key individuals and internal organisation

ICOB 8.4 Unsolicited services

As Published: 2004

ICOB 8.4 Unsolicited services

MCOB 12.7 Home purchase plans

As Published: 2006

MCOB 12.7 Home purchase plans

PR 3.3 Advertisements

As Published: 2005

PR 3.3 Advertisements

LR 13.7 Circulars about purchase of own equity securities

As Published: 2007

LR 13.7 Circulars about purchase of own equity securities

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

PERG 8.17A Financial promotions concerning insurance mediation activities

As Published: 2005

PERG 8.17A Financial promotions concerning insurance mediation activities

BIPRU 5.5 Other funded credit risk mitigation

As Published: 2007

BIPRU 5.5 Other funded credit risk mitigation

BIPRU 9.5 Synthetic securitisation

As Published: 2007

BIPRU 9.5 Synthetic securitisation

MCOB 1.1 Application and purpose

As Published: 2006

MCOB 1.1 Application and purpose

LR 10.7 Transactions by specialist companies

As Published: 2005

LR 10.7 Transactions by specialist companies

REC 3.17 Inability to discharge regulatory functions

As Published: 2001

REC 3.17 Inability to discharge regulatory functions

SUP 13A.8 Sources of further information

As Published: 2006

SUP 13A.8 Sources of further information

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

SUP 3.5 Auditors' independence

As Published: 2001

SUP 3.5 Auditors' independence

BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance