Search Result

41 - 60 of 737 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 3.2 The operation of the RDC

As Published: 2007

DEPP 3.2 The operation of the RDC

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

REC 2.5 Systems and controls

As Published: 2004

REC 2.5 Systems and controls

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

DTR 6.4 Choice of Home State and notifications by third country issuers

As Published: 2007

DTR 6.4 Choice of Home State and notifications by third country issuers

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

REC 2.6 General safeguards for investors

As Published: 2004

REC 2.6 General safeguards for investors

LR 9.3 Continuing obligations - holders

As Published: 2006

LR 9.3 Continuing obligations - holders

LR 13.2 Approval of circulars

As Published: 2005

LR 13.2 Approval of circulars

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

REC 3.4 Key individuals and internal organisation

As Published: 2001

REC 3.4 Key individuals and internal organisation

ICOB 8.4 Unsolicited services

As Published: 2004

ICOB 8.4 Unsolicited services

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

LR 8.3 Role of a sponsor: general

As Published: 2005

LR 8.3 Role of a sponsor: general