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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.22 The Internet

As Published: 2005

PERG 8.22 The Internet

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PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

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SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

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SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

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REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

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SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

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SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

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MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

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DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

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DTR 4.4 Exemptions

As Published: 2007

DTR 4.4 Exemptions

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SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

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REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

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REC 2.5 Systems and controls

As Published: 2004

REC 2.5 Systems and controls

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DEPP 7.2 Interviews

As Published: 2007

DEPP 7.2 Interviews

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DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

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SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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SYSC 8.1 General outsourcing requirements [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]

As Published: 2006

SYSC 8.1 General outsourcing requirements [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]

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LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

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SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

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