Search Result

41 - 60 of 798 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

PERG 4.11 Link between activities and the United Kingdom

As Published: 2005

PERG 4.11 Link between activities and the United Kingdom

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

DISP 1.6 Cooperation by firms with the Ombudsman

As Published: 2002

DISP 1.6 Cooperation by firms with the Ombudsman

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

FEES 5.3 The general levy

As Published: 2006

FEES 5.3 The general levy

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

REC 5.2 Application process

As Published: 2001

REC 5.2 Application process

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

REC 1.1 Application

As Published: 2005

REC 1.1 Application

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

CRED 2.2 Structure

As Published: 2004

CRED 2.2 Structure

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

DISP 3.2 The investigation and consideration of complaints by the Ombudsman

As Published: 2002

DISP 3.2 The investigation and consideration of complaints by the Ombudsman

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose