Search Result

561 - 580 of 840 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

COB 10.2 Application of general COB rules

As Published: 2001

COB 10.2 Application of general COB rules

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

COB 11.6 Delegation to a permitted third party.

As Published: 2001

COB 11.6 Delegation to a permitted third party.

FEES 6.4 Management expenses

As Published: 2006

FEES 6.4 Management expenses

BIPRU 1.4 Actions for damages

As Published: 2007

BIPRU 1.4 Actions for damages

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

COB 10.4 Suitability of the portfolio of an unregulated collective investment scheme

As Published: 2001

COB 10.4 Suitability of the portfolio of an unregulated collective investment scheme

DEPP 2.3 Decision notices and second supervisory notices

As Published: 2007

DEPP 2.3 Decision notices and second supervisory notices

SYSC 6.3 Financial crime

As Published: 2007

SYSC 6.3 Financial crime

SUP 13.10 Applicable provisions

As Published: 2001

SUP 13.10 Applicable provisions

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

DTR 3.1

As Published: 2005

DTR 3.1