Search Result

561 - 580 of 806 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.31 Exclusions for advising on investments

As Published: 2005

PERG 8.31 Exclusions for advising on investments

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

PERG 8.19 Additional restriction on the promotion of life policies

As Published: 2005

PERG 8.19 Additional restriction on the promotion of life policies

PERG 11.3 Guidance on land investment schemes involving planning permission arrangements

As Published: 2006

PERG 11.3 Guidance on land investment schemes involving planning permission arrangements

PERG 8.35 Authorisation and exemption

As Published: 2005

PERG 8.35 Authorisation and exemption

PERG 4.7 Entering into a regulated mortgage contract

As Published: 2005

PERG 4.7 Entering into a regulated mortgage contract

ICOB 2.5 Exclusion of liability

As Published: 2005

ICOB 2.5 Exclusion of liability

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2006

PERG 14.5 The ‘by-way-of-business’ test

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

SUP 3.6 Firms' cooperation with their auditors

As Published: 2001

SUP 3.6 Firms' cooperation with their auditors

BIPRU 4.10 The IRB approach: Credit risk mitigation

As Published: 2006

BIPRU 4.10 The IRB approach: Credit risk mitigation

PERG 8.17A Financial promotions concerning insurance mediation activities

As Published: 2005

PERG 8.17A Financial promotions concerning insurance mediation activities

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

DISP 3.1 Application and Purpose

As Published: 2003

DISP 3.1 Application and Purpose

SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2007

DEPP 6.5 Determining the appropriate level of financial penalty