Search Result

541 - 560 of 580 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

BIPRU 2.3 Interest rate risk in the non-trading book

As Published: 2006

BIPRU 2.3 Interest rate risk in the non-trading book

SUP 12.8 Termination of a relationship with an appointed representative

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

REC 4.1 Application and purpose

As Published: 2001

REC 4.1 Application and purpose

CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

TC 1.1 Application and purpose

As Published: 2002

TC 1.1 Application and purpose

COLL 7.2 Suspension and restart of dealings

As Published: 2004

COLL 7.2 Suspension and restart of dealings

ICOB 4.2 Status disclosure

As Published: 2004

ICOB 4.2 Status disclosure

DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports

COLL 6.8 Income: accounting, allocation and distribution

As Published: 2006

COLL 6.8 Income: accounting, allocation and distribution

DISP 2.3 Time Limits for referral of complaints to the Financial Ombudsman Service

As Published: 2003

DISP 2.3 Time Limits for referral of complaints to the Financial Ombudsman Service

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

MCOB 5.8 Home purchase plans

As Published: 2006

MCOB 5.8 Home purchase plans

ICOB 4.1 Application and purpose

As Published: 2006

ICOB 4.1 Application and purpose

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing