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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 7.2 The Listing Principles

As Published: 2005

LR 7.2 The Listing Principles

DISP 2.2 Which complaints can be dealt with under the Financial Ombudsman Service?

As Published: 2004

DISP 2.2 Which complaints can be dealt with under the Financial Ombudsman Service?

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

FEES 2.2 Late Payments and Recovery of Unpaid Fees

As Published: 2006

FEES 2.2 Late Payments and Recovery of Unpaid Fees

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

PERG 7.6 Applications for a certificate

As Published: 2005

PERG 7.6 Applications for a certificate

COB 4.2 Terms of business and client agreements with customers

As Published: 2003

COB 4.2 Terms of business and client agreements with customers

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

COB 2.4 Chinese walls

As Published: 2001

COB 2.4 Chinese walls

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

FEES 6.4 Management expenses

As Published: 2006

FEES 6.4 Management expenses

COB 3.1 Application: who?

As Published: 2001

COB 3.1 Application: who?

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information