Search Result

521 - 540 of 841 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

PERG 8.2 Introduction

As Published: 2005

PERG 8.2 Introduction

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

BIPRU 14.3 Unsettled transactions

As Published: 2006

BIPRU 14.3 Unsettled transactions

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

LR 19.1 Application

As Published: 2005

LR 19.1 Application

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

DEPP 3.2 The operation of the RDC

As Published: 2007

DEPP 3.2 The operation of the RDC

PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

FEES 6.4 Management expenses

As Published: 2006

FEES 6.4 Management expenses

DISP App 1.5 Determination of complaints

As Published: 2002

DISP App 1.5 Determination of complaints

CRED 8.2 Components of capital

As Published: 2003

CRED 8.2 Components of capital

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities