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SUP 15.7 Form and method of notification
As Published: 2002
SUP 15.7 Form and method of notification
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COLL 9.1 Application and general information
As Published: 2004
COLL 9.1 Application and general information
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BIPRU 1.2 Definition of the trading book
As Published: 2007
BIPRU 1.2 Definition of the trading book
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COB 9.2 These provisions have been moved to the Client Assets sourcebook (CASS)
As Published: 2003
COB 9.2 These provisions have been moved to the Client Assets sourcebook (CASS)
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COB 9.3 These provisions have been moved to the Client Assets sourcebook (CASS)
As Published: 2001
COB 9.3 These provisions have been moved to the Client Assets sourcebook (CASS)
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LR 15.3 Listing applications and procedures
As Published: 2005
LR 15.3 Listing applications and procedures
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DTR 1A.1 Application and purpose (Transparency rules)
As Published: 2006
DTR 1A.1 Application and purpose (Transparency rules)
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COND 2.1 Threshold condition 1: Legal status
As Published: 2002
COND 2.1 Threshold condition 1: Legal status
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GEN 1.2 Referring to approval by the FSA
As Published: 2005
GEN 1.2 Referring to approval by the FSA
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DTR 1.5 Fees, market abuse safe harbours and sanctions
As Published: 2005
DTR 1.5 Fees, market abuse safe harbours and sanctions
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PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance
As Published: 2005
PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance
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CRED 7.1 Application, purpose and interpretation
As Published: 2004
CRED 7.1 Application, purpose and interpretation
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PERG 8.31 Exclusions for advising on investments
As Published: 2005
PERG 8.31 Exclusions for advising on investments
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