Search Result

481 - 500 of 873 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 2.1 Application and Purpose

As Published: 2003

DISP 2.1 Application and Purpose

FEES 5.9 Leaving the Financial Ombudsman Service

As Published: 2006

FEES 5.9 Leaving the Financial Ombudsman Service

MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

REC 6.5 FSA decision on recognition

As Published: 2001

REC 6.5 FSA decision on recognition

SUP 8.5 Notification of altered circumstances relating to waivers

As Published: 2001

SUP 8.5 Notification of altered circumstances relating to waivers

INSPRU 1.1 Application

As Published: 2006

INSPRU 1.1 Application

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

COB 9.4 These provisions have been moved to the Client Assets sourcebook (CASS)

As Published: 2003

COB 9.4 These provisions have been moved to the Client Assets sourcebook (CASS)

DTR 1.1 Application and purpose (Disclosure rules)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure rules)

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

COLL 8.2 Constitution

As Published: 2004

COLL 8.2 Constitution

SUP 14.4 Notices of proposed changes: form and delivery

As Published: 2001

SUP 14.4 Notices of proposed changes: form and delivery

DISP 3.9 Awards by the Ombudsman

As Published: 2003

DISP 3.9 Awards by the Ombudsman

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1