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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

REC 6.5 FSA decision on recognition

As Published: 2001

REC 6.5 FSA decision on recognition

BIPRU 13.6 CCR internal model method

As Published: 2006

BIPRU 13.6 CCR internal model method

COB 4.1 Client classification

As Published: 2001

COB 4.1 Client classification

SYSC 13.7 Processes and systems

As Published: 2006

SYSC 13.7 Processes and systems

INSPRU 3.1 Market risk in insurance

As Published: 2006

INSPRU 3.1 Market risk in insurance

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

MCOB 4.1 Application

As Published: 2004

MCOB 4.1 Application

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

REC 4.6 The section 296 power to give directions

As Published: 2001

REC 4.6 The section 296 power to give directions

COB 8.1 Confirmation of transactions

As Published: 2001

COB 8.1 Confirmation of transactions

FIT 2.2 Competence and capability

As Published: 2001

FIT 2.2 Competence and capability

SUP 13.8 Changes of details: provision of notices to the FSA

As Published: 2001

SUP 13.8 Changes of details: provision of notices to the FSA

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes