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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

DTR 1.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1.2 Modifying rules and consulting the FSA

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

SUP 7.1 Application and purpose

As Published: 2001

SUP 7.1 Application and purpose

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

As Published: 2005

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

DEPP 7.2 Interviews

As Published: 2007

DEPP 7.2 Interviews

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

CASS 3.2 Requirements

As Published: 2003

CASS 3.2 Requirements

APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

SYSC 6.3 Financial crime

As Published: 2007

SYSC 6.3 Financial crime

PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

MCOB 10.4 Total charge for credit

As Published: 2005

MCOB 10.4 Total charge for credit