Search Result

461 - 480 of 798 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP App 2.10 Grant or variation of permission

As Published: 2001

SUP App 2.10 Grant or variation of permission

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

PERG 4.8 Administering a regulated mortgage contract

As Published: 2005

PERG 4.8 Administering a regulated mortgage contract

SUP 17.7 Method of making transaction reports

As Published: 2003

SUP 17.7 Method of making transaction reports

LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2006

LR 17.5 Requirements for states, regional and local authorities and public international bodies

PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

ICOB 2.5 Exclusion of liability

As Published: 2005

ICOB 2.5 Exclusion of liability

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

REC 4.6 The section 296 power to give directions

As Published: 2001

REC 4.6 The section 296 power to give directions

SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

DTR 1A.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1A.2 Modifying rules and consulting the FSA

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'