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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.5 Statement of Principle 5

As Published: 2001

APER 4.5 Statement of Principle 5

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

GEN 4.1 Application and purpose

As Published: 2003

GEN 4.1 Application and purpose

ICOB 8.2 General rules

As Published: 2005

ICOB 8.2 General rules

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

COB 11.6 Delegation to a permitted third party.

As Published: 2001

COB 11.6 Delegation to a permitted third party.

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

LR 5.4 Restoring listing

As Published: 2005

LR 5.4 Restoring listing

LR 13.2 Approval of circulars

As Published: 2005

LR 13.2 Approval of circulars

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

FEES 5.3 The general levy

As Published: 2006

FEES 5.3 The general levy

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2007

DEPP 6.6 Financial penalties for late and incomplete submission of reports

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme