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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

COB 2.4 Chinese walls

As Published: 2001

COB 2.4 Chinese walls

DEPP 7.2 Interviews

As Published: 2007

DEPP 7.2 Interviews

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

FIT 1.2 Introduction

As Published: 2003

FIT 1.2 Introduction

MCOB 5.2 Purpose

As Published: 2006

MCOB 5.2 Purpose

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

LR 17.1 Application

As Published: 2005

LR 17.1 Application

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports

REC 4.7 The section 297 power to revoke recognition

As Published: 2001

REC 4.7 The section 297 power to revoke recognition

REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

LR 3.3 Equity securities

As Published: 2007

LR 3.3 Equity securities

DISP INTRO 1 Introduction

As Published: 2004

DISP INTRO 1 Introduction