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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.6 General safeguards for investors

As Published: 2004

REC 2.6 General safeguards for investors

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PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2005

PERG 9.6 The investment condition (section 236(3) of the Act): general

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LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

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REC 4.4 Complaints

As Published: 2001

REC 4.4 Complaints

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DISP App 1.5 Determination of complaints

As Published: 2002

DISP App 1.5 Determination of complaints

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REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

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DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2007

DEPP 6.6 Financial penalties for late and incomplete submission of reports

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LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

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LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

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LR 1.2 Modifying rules and consulting the FSA

As Published: 2005

LR 1.2 Modifying rules and consulting the FSA

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SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

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COB 2.4 Chinese walls

As Published: 2001

COB 2.4 Chinese walls

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PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

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APER 1.2 Purpose

As Published: 2001

APER 1.2 Purpose

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INSPRU 8.4 Capacity Transfer Market

As Published: 2006

INSPRU 8.4 Capacity Transfer Market

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MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

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CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2005

CASS 5.8 Safe keeping of client's documents and other assets

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CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking

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SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

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LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

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