Search Result

461 - 480 of 518 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 7.6 Schemes of arrangement

As Published: 2004

COLL 7.6 Schemes of arrangement

MCOB 7.8 Home purchase plans

As Published: 2006

MCOB 7.8 Home purchase plans

REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

ICOB 6.2 Cancellation rights and period

As Published: 2005

ICOB 6.2 Cancellation rights and period

MCOB 7.7 Business loans

As Published: 2004

MCOB 7.7 Business loans

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

ICOB 4.6 Commission disclosure for commercial customers

As Published: 2004

ICOB 4.6 Commission disclosure for commercial customers

FEES 6.7 Payment of levies

As Published: 2006

FEES 6.7 Payment of levies

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2006

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

DISP 2.1 Application and Purpose

As Published: 2003

DISP 2.1 Application and Purpose

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2004

COLL 8.6 Termination, suspension, and schemes of arrangement

DISP 1.2 Internal complaint handling procedures: general requirements

As Published: 2003

DISP 1.2 Internal complaint handling procedures: general requirements

SUP 12.8 Termination of a relationship with an appointed representative

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus