Search Result

441 - 460 of 885 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

INSPRU 1.1 Application

As Published: 2006

INSPRU 1.1 Application

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

DTR 1.1 Application and purpose (Disclosure rules)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure rules)

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

SUP 13A.2 EEA firms and Treaty firms

As Published: 2006

SUP 13A.2 EEA firms and Treaty firms

REC 6.1 Introduction and legal background

As Published: 2001

REC 6.1 Introduction and legal background

COB 5.2 Know your customer

As Published: 2002

COB 5.2 Know your customer

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

SYSC 13.9 Outsourcing

As Published: 2006

SYSC 13.9 Outsourcing

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

ICOB 5.2 Information - responsibilities of insurers and intermediaries

As Published: 2004

ICOB 5.2 Information - responsibilities of insurers and intermediaries

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2005

PR 1.2 Requirement for a prospectus and exemptions

SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

PERG 2.2 Introduction

As Published: 2005

PERG 2.2 Introduction

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance