Search Result

441 - 460 of 830 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

ICOB 6.3 Notification of cancellation by the retail customer

As Published: 2005

ICOB 6.3 Notification of cancellation by the retail customer

COLL 5.1 Introduction

As Published: 2004

COLL 5.1 Introduction

ICOB 6.2 Cancellation rights and period

As Published: 2005

ICOB 6.2 Cancellation rights and period

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

SYSC 13.6 People

As Published: 2006

SYSC 13.6 People

LR 16.2 Requirements for listing

As Published: 2005

LR 16.2 Requirements for listing

LR 8.1 Application

As Published: 2005

LR 8.1 Application

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

PERG 7.6 Applications for a certificate

As Published: 2005

PERG 7.6 Applications for a certificate

COB 5.1 Advising on packaged products

As Published: 2004

COB 5.1 Advising on packaged products

PR 3.3 Advertisements

As Published: 2005

PR 3.3 Advertisements

INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

SUP 8.5 Notification of altered circumstances relating to waivers

As Published: 2001

SUP 8.5 Notification of altered circumstances relating to waivers

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

SYSC 13.4 Requirements to notify the FSA

As Published: 2006

SYSC 13.4 Requirements to notify the FSA

MAR 1.8 Market abuse (dissemination)

As Published: 2001

MAR 1.8 Market abuse (dissemination)

MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4