Search Result

441 - 460 of 840 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2001

REC 4.2 The supervisory relationship with UK recognised bodies

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

SUP 13.8 Changes of details: provision of notices to the FSA

As Published: 2001

SUP 13.8 Changes of details: provision of notices to the FSA

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

SUP 12.8 Termination of a relationship with an appointed representative

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative

MCOB 2.5 Reliance on others

As Published: 2006

MCOB 2.5 Reliance on others

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

DTR 3.1

As Published: 2005

DTR 3.1

MCOB 2.6A Protecting customers' interests: home purchase plans and home reversion plans

As Published: 2006

MCOB 2.6A Protecting customers' interests: home purchase plans and home reversion plans

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

ICOB 5.1 Application and purpose

As Published: 2005

ICOB 5.1 Application and purpose

REC 4.6 The section 296 power to give directions

As Published: 2001

REC 4.6 The section 296 power to give directions

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking

COB 6.1 Product disclosure

As Published: 2002

COB 6.1 Product disclosure

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

REC 3.11 Insolvency events

As Published: 2001

REC 3.11 Insolvency events