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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

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REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

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DISP 1.5 Record keeping and reporting

As Published: 2002

DISP 1.5 Record keeping and reporting

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SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

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SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment

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COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

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DTR 4.4 Exemptions

As Published: 2007

DTR 4.4 Exemptions

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LR 16.1 Application

As Published: 2005

LR 16.1 Application

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PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

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LR 5.4 Restoring listing

As Published: 2005

LR 5.4 Restoring listing

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DTR 1A.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1A.2 Modifying rules and consulting the FSA

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GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

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PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

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APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

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SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

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APER 4.5 Statement of Principle 5

As Published: 2001

APER 4.5 Statement of Principle 5

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LR 17.1 Application

As Published: 2005

LR 17.1 Application

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CRED 7.1 Application, purpose and interpretation

As Published: 2004

CRED 7.1 Application, purpose and interpretation

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