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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

BIPRU 9.4 Traditional securitisation

As Published: 2006

BIPRU 9.4 Traditional securitisation

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

DTR 4.4 Exemptions

As Published: 2007

DTR 4.4 Exemptions

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

SYSC 6.3 Financial crime

As Published: 2007

SYSC 6.3 Financial crime

LR 7.2 The Listing Principles

As Published: 2005

LR 7.2 The Listing Principles

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

COB 6.3 Post-sale confirmation: life policies

As Published: 2001

COB 6.3 Post-sale confirmation: life policies

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

PERG 4.14 Mortgage activities carried on by professional firms

As Published: 2005

PERG 4.14 Mortgage activities carried on by professional firms

GEN 6.1 Insurance against financial penalties

As Published: 2003

GEN 6.1 Insurance against financial penalties

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test