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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

SUP 13.10 Applicable provisions

As Published: 2001

SUP 13.10 Applicable provisions

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

DEPP 4.2 Urgent statutory notice cases

As Published: 2007

DEPP 4.2 Urgent statutory notice cases

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

SUP 17.2 Purpose

As Published: 2001

SUP 17.2 Purpose

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

DTR 1A.3 FSA may require the publication of information

As Published: 2007

DTR 1A.3 FSA may require the publication of information

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application