Search Result

381 - 400 of 487 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

DISP 2.1 Application and Purpose

As Published: 2003

DISP 2.1 Application and Purpose

PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2007

DEPP 6.5 Determining the appropriate level of financial penalty

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

COLL 1.1 Applications and purpose

As Published: 2004

COLL 1.1 Applications and purpose

SYSC 13.6 People

As Published: 2006

SYSC 13.6 People

PRIN 3.1 Who?

As Published: 2001

PRIN 3.1 Who?

LR 15.4 Continuing obligations

As Published: 2005

LR 15.4 Continuing obligations

INSPRU 8.4 Capacity Transfer Market

As Published: 2006

INSPRU 8.4 Capacity Transfer Market

COB 11.4 Depositaries

As Published: 2003

COB 11.4 Depositaries

ICOB 6.1 Application and purpose

As Published: 2004

ICOB 6.1 Application and purpose

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

SUP 17.4 Obligation to make transaction reports

As Published: 2001

SUP 17.4 Obligation to make transaction reports