Search Result

21 - 40 of 737 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

LR 3.3 Equity securities

As Published: 2007

LR 3.3 Equity securities

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

DEPP 2.5 Provision for certain categories of decision

As Published: 2007

DEPP 2.5 Provision for certain categories of decision

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

DTR 6.2 Filing information and use of language

As Published: 2007

DTR 6.2 Filing information and use of language

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2001

REC 3.15 Suspension of services and inability to operate facilities

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance