Search Result

361 - 380 of 738 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.7 The section 297 power to revoke recognition

As Published: 2001

REC 4.7 The section 297 power to revoke recognition

LR 3.3 Equity securities

As Published: 2007

LR 3.3 Equity securities

PERG 4.6 Advising on regulated mortgage contracts

As Published: 2005

PERG 4.6 Advising on regulated mortgage contracts

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

SUP 12.3 What responsibility does a firm have for its appointed representatives ?

As Published: 2001

SUP 12.3 What responsibility does a firm have for its appointed representatives ?

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions