Search Result

361 - 380 of 499 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 14.1 Application

As Published: 2005

LR 14.1 Application

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

DTR 5.7 Notification of combined holdings

As Published: 2007

DTR 5.7 Notification of combined holdings

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

DTR 5.9 Filing of information with competent authority

As Published: 2007

DTR 5.9 Filing of information with competent authority

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

DISP App 1.6 Criteria for determining complaints

As Published: 2004

DISP App 1.6 Criteria for determining complaints

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

PERG 4.13 Other exemptions

As Published: 2005

PERG 4.13 Other exemptions

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

SYSC 13.7 Processes and systems

As Published: 2006

SYSC 13.7 Processes and systems

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel