Search Result

361 - 380 of 510 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.19 Additional restriction on the promotion of life policies

As Published: 2005

PERG 8.19 Additional restriction on the promotion of life policies

ICOB 6.3 Notification of cancellation by the retail customer

As Published: 2005

ICOB 6.3 Notification of cancellation by the retail customer

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

PERG 4.6 Advising on regulated mortgage contracts

As Published: 2005

PERG 4.6 Advising on regulated mortgage contracts

DISP 2.7 The territorial scope of the jurisdiction of the Financial Ombudsman Service

As Published: 2002

DISP 2.7 The territorial scope of the jurisdiction of the Financial Ombudsman Service

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

REC 4.6 The section 296 power to give directions

As Published: 2001

REC 4.6 The section 296 power to give directions

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

GEN 1.2 Referring to approval by the FSA

As Published: 2005

GEN 1.2 Referring to approval by the FSA

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

GEN 4.4 Business for private customers from non-UK offices

As Published: 2004

GEN 4.4 Business for private customers from non-UK offices