Search Result

361 - 380 of 855 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 1.1 Applications and purpose

As Published: 2004

COLL 1.1 Applications and purpose

…

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

…

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

…

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

…

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

…

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

…

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

…

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

…

LR 15.5 Property investment companies

As Published: 2005

LR 15.5 Property investment companies

…

SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

…

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

…

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

…

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

…

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2005

PR 1.2 Requirement for a prospectus and exemptions

…

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

…

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

…

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

…

PERG 8.31 Exclusions for advising on investments

As Published: 2005

PERG 8.31 Exclusions for advising on investments

…

BIPRU 7.4 Commodity PRR

As Published: 2007

BIPRU 7.4 Commodity PRR

…

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

…